Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (4 Nov 2011 to 8 Dec 2019)
    • CF1 Director (4 Nov 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Nov 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Nov 2011 to 28 Mar 2012)
    • CF3 Chief Executive (4 Nov 2011 to 8 Dec 2019)
  • Gallium Fund Solutions Limited (no longer approved here)

    FRN 487176

    • CF30 Customer (23 Sep 2009 to 25 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.