Ingman Capital Partners Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to corporate finance business.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to corporate finance business

Senior staff personally approved by the FCA to hold their roles here.

Anna Smale
IRN ALS01116
- CF10 Compliance Oversight (22 Feb 2012 to 17 Jan 2018)
- CF30 Customer (22 Feb 2012 to 17 Jan 2018)
- CF11 Money Laundering Reporting (22 Feb 2012 to 17 Jan 2018)
Astrid Deborah Ingman
IRN ADI01013
- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (4 Nov 2011 to 8 Dec 2019)
- CF30 Customer (4 Nov 2011 to 28 Mar 2012)
James Currie Walton
IRN JCW01242
- CF1 Director (AR) (since 29 Apr 2021)
- CF30 Customer (20 Jul 2016 to 8 Dec 2019)
Philip Michael Ingman
IRN PMI01005
- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF1 Director (4 Nov 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (4 Nov 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Nov 2011 to 28 Mar 2012)
- CF3 Chief Executive (4 Nov 2011 to 8 Dec 2019)
- CF30 Customer (4 Nov 2011 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

South 40 Limited
FRN 751896 · Appointed 6 Jul 2016
Drake Financial Advisory Ltd (no longer appointed)
FRN 769447 · Appointed 29 Mar 2021 · Until 13 Apr 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.