Date authorised
1 April 2013
Companies House
03265272
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4402072048990
  • Complaints Contact

    Gallagher
    1 Genesis Business Park
    Albert Drive
    Woking
    Surrey
    GU21 5RW
    UNITED KINGDOM
    Phone
    +4407500578873

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geoffrey Sean Croden

    IRN GSC00022

    • CF30 Customer (9 Apr 2013 to 29 Aug 2014)
  • George Cooksley

    IRN GHC01034

    • CF30 Customer (1 Jun 2014 to 31 May 2019)
  • Gillian Pamela Millen

    IRN GPM00022

    • CF30 Customer (1 Jun 2014 to 27 Feb 2015)
  • Graham John Wells

    IRN GJW01090

    • CF30 Customer (12 May 2008 to 8 Oct 2008)
  • Graham Stephen Cooke

    IRN GSC00011

    • CF30 Customer (11 Feb 2015 to 21 Aug 2015)
  • Graham Yearsley

    IRN GXY00017

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Jun 2014)
    • CF10 Compliance Oversight (1 Dec 2001 to 13 May 2013)
    • CF1 Director (1 Dec 2001 to 30 Jun 2014)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 15 May 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • Guy Walter Freeman

    IRN GWF00007

    • CF30 Customer (4 Jan 2016 to 31 May 2019)
  • Hayley Maria Nicola Warren

    IRN HMW00002

    • CF30 Customer (24 Oct 2016 to 31 May 2019)
  • Hugh Michael Robertson

    IRN HXR10331

    • CF1 Director (AR) (16 Jan 2019 to 5 Feb 2023)
  • Ian David Randon

    IRN IDR00006

    • CF30 Customer (1 Jun 2014 to 31 May 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.