Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 22 Nov 2022)
    • [FCA CF] Client dealing (since 22 Nov 2022)
  • Argentis Financial Planning Ltd (no longer approved here)

    FRN 624277

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 May 2021)
  • Gallagher Risk & Reward Limited (no longer approved here)

    FRN 184711

    • CF30 Customer (1 Jun 2014 to 31 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

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