Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 16 Jul 2025)
- CF30 Customer (since 11 Jul 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Aug 2022)
- CF30 Customer (6 Oct 2018 to 4 Aug 2022)
-
Quilter Financial Advisers Ltd
FRN 452529
- (144)Employed By (since 11 Jul 2025)
-
- [FCA CF] Client dealing (8 Aug 2022 to 21 May 2025)
- [FCA CF] Functions requiring qualifications (8 Aug 2022 to 21 May 2025)
-
- Employed By (6 Oct 2018 to 4 Aug 2022)
-
- CF30 Customer (21 Oct 2014 to 13 Nov 2015)
-
- CF30 Customer (9 Apr 2013 to 29 Aug 2014)
-
- CF30 Customer (1 Nov 2007 to 8 Jan 2013)
- CF21 Investment Adviser (26 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Mar 2006 to 26 Jun 2007)
-
- CF21 Investment Adviser (30 Aug 2002 to 15 Jan 2006)
- CF27 Investment Management (10 Apr 2002 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.