Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 16 Jul 2025)
    • CF30 Customer (since 11 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Aug 2022)
    • CF30 Customer (6 Oct 2018 to 4 Aug 2022)
    • (144)Employed By (since 11 Jul 2025)
  • Shackleton Advisers Limited (no longer approved here)

    FRN 163291

    • [FCA CF] Client dealing (8 Aug 2022 to 21 May 2025)
    • [FCA CF] Functions requiring qualifications (8 Aug 2022 to 21 May 2025)
  • Citrus Financial Management Ltd (no longer approved here)

    FRN 413291

    • Employed By (6 Oct 2018 to 4 Aug 2022)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF30 Customer (21 Oct 2014 to 13 Nov 2015)
  • Gallagher Risk & Reward Limited (no longer approved here)

    FRN 184711

    • CF30 Customer (9 Apr 2013 to 29 Aug 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 8 Jan 2013)
    • CF21 Investment Adviser (26 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Mar 2006 to 26 Jun 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (30 Aug 2002 to 15 Jan 2006)
    • CF27 Investment Management (10 Apr 2002 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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