Gain Capital UK Limited

• Principal Place of Business

  Gain Capital UK Limited

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

  Web

  https://www.stonex.com

• Complaints Contact

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• James Charles Ashley Goozee

  IRN JCG01073

  • CF30 Customer (1 Nov 2007 to 4 Dec 2009)
  • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
• James Edward Lidlow

  IRN JEL01047

  • CF22 Investment Adviser (Trainee) (26 Jul 2002 to 22 Oct 2002)
• James Jeffrey Persson

  IRN JJP01084

  • CF30 Customer (16 Nov 2009 to 2 Jul 2010)
• James Pearson

  IRN JWP01064

  • CF30 Customer (19 May 2009 to 27 Nov 2009)
• James Raymond Bevan

  IRN JRB01311

  • CF30 Customer (18 Mar 2009 to 28 Jan 2010)
• James Robert Sutton Tatchell

  IRN JRT01064

  • CF26 Customer Trading (19 Jan 2006 to 23 Oct 2007)
• James Stephen Hibbert

  IRN JSH01163

  • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
  • CF26 Customer Trading (29 Aug 2007 to 31 Oct 2007)
• Jason Charles Berry

  IRN JCB01132

  • CF30 Customer (17 Jun 2009 to 1 Apr 2010)
• Jason Patrick Hurley

  IRN JPH01109

  • CF30 Customer (8 Jul 2016 to 10 Jan 2019)
• Jason Scott Holland

  IRN JSH01095

  • CF30 Customer (29 Jun 2016 to 8 Dec 2019)

• IO com Kereskedelrni és Szolgáltató koríatolt Felelosségú Táraság (no longer appointed)

  FRN 587251 · Appointed 30 Aug 2012 · Until 2 Oct 2013

• Tom Hougaard (no longer appointed)

  FRN 516583 · Appointed 21 Jan 2010 · Until 14 Jul 2011

• PGB Limited (no longer appointed)

  FRN 496584 · Appointed 19 Feb 2009 · Until 19 Jan 2010

No changes recorded yet.