James Pearson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oversea-Chinese Banking Corporation Limited
FRN 204687
- CF30 Customer (since 1 Sep 2025)
BANK OF SINGAPORE LIMITED, UK BRANCH
FRN 1038970
- Employed By (since 1 Sep 2025)
Union Bancaire Privée (UK) Limited (no longer approved here)
FRN 119250
- [FCA CF] Client dealing (31 Jan 2019 to 20 Sep 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Sep 2019)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 20 Sep 2019)
- CF30 Customer (5 Aug 2014 to 6 Mar 2016)
BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF30 Customer (13 Mar 2012 to 27 Jun 2014)
Gain Capital UK Limited (no longer approved here)
FRN 113942
- CF30 Customer (19 May 2009 to 27 Nov 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.