James Edward Lidlow

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOBART CAPITAL MARKETS LLP (no longer approved here)

    FRN 593186

    • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2024)
    • CF30 Customer (26 May 2016 to 8 Dec 2019)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • CF30 Customer (1 Nov 2007 to 11 Feb 2016)
    • CF21 Investment Adviser (25 Feb 2004 to 31 Oct 2007)
    • CF26 Customer Trading (25 Feb 2004 to 31 Oct 2007)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF22 Investment Adviser (Trainee) (26 Jul 2002 to 22 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.