Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 24 Jul 2023)
    • SMF3 Executive Director (since 24 Jul 2023)
    • [FCA CF] Client dealing (since 17 Apr 2023)
    • [FCA CF] Significant management (since 17 Apr 2023)
  • Queen Street Finance Ltd (no longer approved here)

    FRN 149145

    • CF1 Director (AR) (9 Nov 2019 to 9 Jan 2023)
    • CF3 Chief Executive (AR) (9 Nov 2019 to 9 Jan 2023)
  • Netx Group Limited (no longer approved here)

    FRN 916215

    • Employed By (9 Nov 2019 to 9 Jan 2023)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF26 Customer Trading (19 Jan 2006 to 23 Oct 2007)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF26 Customer Trading (1 Aug 2002 to 28 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.