Gain Capital UK Limited

• Principal Place of Business

  Gain Capital UK Limited

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

  Web

  https://www.stonex.com

• Complaints Contact

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jason William Gibson

  IRN JWG01050

  • CF26 Customer Trading (5 Jun 2003 to 31 Aug 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
• Jennifer Morris

  IRN JXM02665

  • CF30 Customer (8 Jan 2009 to 8 Dec 2010)
• Jeremy Michael Barnes

  IRN JMB01200

  • CF30 Customer (1 Nov 2007 to 15 Oct 2008)
  • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
• Jigna Mandevia

  IRN JXM02664

  • CF30 Customer (8 Jan 2009 to 8 Dec 2010)
• Joanne Louise Clark

  IRN JLC00055

  • CF26 Customer Trading (5 Jun 2003 to 13 Oct 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
• John Arthur Mayhew

  IRN JAM01218

  • CF26 Customer Trading (6 Feb 2002 to 8 May 2002)
• John Vaughan Thomas Williams

  IRN JVW01012

  • CF30 Customer (7 Jul 2016 to 30 Jan 2019)
  • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
• Jonathan Michael Bryce Stanley

  IRN JMS01494

  • CF28 Systems and controls (2 Jan 2018 to 8 Dec 2019)
• Jonathan Rourke

  IRN JXR01240

  • CF26 Customer Trading (1 Dec 2001 to 16 Jan 2006)
• Jonathan Sparke

  IRN JXS01886

  • CF2 Non Executive Director (12 Mar 2004 to 30 Dec 2004)

• IO com Kereskedelrni és Szolgáltató koríatolt Felelosségú Táraság (no longer appointed)

  FRN 587251 · Appointed 30 Aug 2012 · Until 2 Oct 2013

• Tom Hougaard (no longer appointed)

  FRN 516583 · Appointed 21 Jan 2010 · Until 14 Jul 2011

• PGB Limited (no longer appointed)

  FRN 496584 · Appointed 19 Feb 2009 · Until 19 Jan 2010

No changes recorded yet.