Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Xconnect Trading Limited (no longer approved here)

    FRN 403317

    • CF30 Customer (9 Jul 2009 to 10 Sep 2010)
  • Sova Capital Limited (no longer approved here)

    FRN 225539

    • CF30 Customer (1 Nov 2007 to 29 Jan 2008)
    • CF21 Investment Adviser (26 Jun 2007 to 31 Oct 2007)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF26 Customer Trading (9 Mar 2005 to 18 Jan 2007)
    • CF1 Director (AR) (9 Mar 2005 to 18 Jan 2007)
    • CF21 Investment Adviser (9 Mar 2005 to 18 Jan 2007)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF26 Customer Trading (6 Feb 2002 to 8 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.