Gain Capital UK Limited

• Principal Place of Business

  Gain Capital UK Limited

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

  Web

  https://www.stonex.com

• Complaints Contact

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jordan Richard Everett Wells

  IRN JRW01231

  • CF30 Customer (1 Nov 2007 to 11 Sep 2009)
  • CF26 Customer Trading (8 May 2007 to 31 Oct 2007)
• Joseph Arthur Dick

  IRN JAD01249

  • CF26 Customer Trading (19 Feb 2007 to 13 Aug 2007)
• Joshua Raymond

  IRN JXR01620

  • CF30 Customer (1 Nov 2007 to 8 Dec 2010)
  • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
• Joyce Toi Sze Yiu

  IRN JTY01002

  • CF30 Customer (4 Mar 2009 to 9 Dec 2010)
• Julian Michael Quinn

  IRN JMQ01006

  • CF30 Customer (16 Nov 2012 to 28 Nov 2013)
  • CF26 Customer Trading (5 Jun 2003 to 1 Oct 2005)
  • CF21 Investment Adviser (23 Sep 2002 to 5 Jun 2003)
• Julian Swain

  IRN JXS01368

  • CF30 Customer (1 Nov 2007 to 8 Oct 2012)
  • CF26 Customer Trading (3 May 2007 to 31 Oct 2007)
• Kara Olivia Ordway

  IRN KOO01002

  • CF30 Customer (26 Aug 2008 to 16 May 2010)
• Karim Kabia Sesay

  IRN KKS01023

  • CF30 Customer (8 Jan 2009 to 11 Mar 2010)
• Katarzyna Brudnicka

  IRN KXB01558

  • CF30 Customer (28 Mar 2008 to 9 Dec 2010)
• Kaye Annette Spicer

  IRN KAS01072

  • CF1 Director (21 Nov 2006 to 30 Nov 2008)

• IO com Kereskedelrni és Szolgáltató koríatolt Felelosségú Táraság (no longer appointed)

  FRN 587251 · Appointed 30 Aug 2012 · Until 2 Oct 2013

• Tom Hougaard (no longer appointed)

  FRN 516583 · Appointed 21 Jan 2010 · Until 14 Jul 2011

• PGB Limited (no longer appointed)

  FRN 496584 · Appointed 19 Feb 2009 · Until 19 Jan 2010

No changes recorded yet.