Gain Capital UK Limited

• Principal Place of Business

  Gain Capital UK Limited

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

  Web

  https://www.stonex.com

• Complaints Contact

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Khalid Yusuf Al Thawadi

  IRN KYA01003

  • CF30 Customer (8 May 2017 to 31 Oct 2019)
• Kiran Laurence Hinds

  IRN KLH01062

  • CF30 Customer (14 Apr 2008 to 15 Dec 2008)
• Kishan Mandalia

  IRN KXM01576

  • CF30 Customer (7 Dec 2007 to 12 Aug 2011)
• Kristen Zales

  IRN KXZ01068

  • CF1 Director (3 Jan 2014 to 27 Aug 2015)
• Lata Nai

  IRN LXN01084

  • CF30 Customer (8 Jan 2009 to 8 Dec 2010)
• Laurence Richard Crosby

  IRN LRC01025

  • CF30 Customer (1 Nov 2007 to 21 Dec 2011)
  • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
• Lee Daniel Rolison

  IRN LDR01020

  • CF26 Customer Trading (16 Jul 2007 to 14 Sep 2007)
• Lee James Curtis

  IRN LJC01109

  • CF30 Customer (1 Nov 2007 to 30 Dec 2016)
  • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
• Lee Richard Nichols

  IRN LRN01004

  • CF26 Customer Trading (20 Oct 2004 to 2 Mar 2007)
• Liam Scott Pooley

  IRN LSP01023

  • CF30 Customer (19 Jul 2016 to 8 Dec 2019)

• IO com Kereskedelrni és Szolgáltató koríatolt Felelosségú Táraság (no longer appointed)

  FRN 587251 · Appointed 30 Aug 2012 · Until 2 Oct 2013

• Tom Hougaard (no longer appointed)

  FRN 516583 · Appointed 21 Jan 2010 · Until 14 Jul 2011

• PGB Limited (no longer appointed)

  FRN 496584 · Appointed 19 Feb 2009 · Until 19 Jan 2010

No changes recorded yet.