Gain Capital UK Limited

• Principal Place of Business

  Gain Capital UK Limited

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

  Web

  https://www.stonex.com

• Complaints Contact

  First Floor

  Moor House

  120 London Wall

  London

  City Of London

  EC2Y 5ET

  UNITED KINGDOM

  Phone

  +4402035806000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Lucy Allcard

  IRN LXA01162

  • CF30 Customer (1 Nov 2007 to 27 Aug 2009)
  • CF26 Customer Trading (22 May 2007 to 31 Oct 2007)
• Lucy Tresadern

  IRN LXT01193

  • CF30 Customer (8 Jan 2009 to 25 Feb 2009)
• Luke Alexander Wetzel

  IRN LAW01063

  • CF26 Customer Trading (6 Jun 2007 to 14 Jun 2007)
• Manoj Ladwa

  IRN MXL01225

  • CF21 Investment Adviser (21 Sep 2002 to 30 Jan 2003)
  • CF26 Customer Trading (9 Sep 2002 to 21 Sep 2002)
• Marcus John Bullus

  IRN MJB01607

  • CF30 Customer (6 May 2009 to 19 Jun 2009)
• Mark Alexander Foulds

  IRN MAF01092

  • CF26 Customer Trading (5 Jun 2003 to 18 Jun 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
• Mark David Ackred

  IRN MDA01052

  • CF26 Customer Trading (19 Feb 2007 to 2 Jul 2007)
• Mark Henry Ward

  IRN MHW01043

  • CF30 Customer (19 May 2009 to 1 Apr 2010)
• Mark Hodac

  IRN MXH00474

  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • [FCA CF] Significant management (since 31 Mar 2021)
• Mark James Martell

  IRN MJM01391

  • CF30 Customer (1 Nov 2007 to 9 Nov 2007)
  • CF26 Customer Trading (7 Jun 2006 to 31 Oct 2007)

• IO com Kereskedelrni és Szolgáltató koríatolt Felelosségú Táraság (no longer appointed)

  FRN 587251 · Appointed 30 Aug 2012 · Until 2 Oct 2013

• Tom Hougaard (no longer appointed)

  FRN 516583 · Appointed 21 Jan 2010 · Until 14 Jul 2011

• PGB Limited (no longer appointed)

  FRN 496584 · Appointed 19 Feb 2009 · Until 19 Jan 2010

No changes recorded yet.