Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF1 Director (AR) (28 Apr 2016 to 20 Jan 2017)
-
- CF30 Customer (18 Aug 2008 to 5 Feb 2009)
-
- CF30 Customer (1 Nov 2007 to 15 Aug 2008)
- CF21 Investment Adviser (21 Sep 2006 to 31 Oct 2007)
-
- CF26 Customer Trading (5 Jun 2003 to 31 Aug 2006)
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.