Fulcrum Asset Management LLP

Date authorised
14 April 2004
Companies House
OC306401
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fulcrum Asset Management LLP
    Marble Arch House
    66 Seymour Street
    London
    Westminster
    W1H 5BT
    UNITED KINGDOM
    Phone
    +4402070166450
    Web
    https://www.fulcrumasset.com

  • Complaints Contact

    Fulcrum Asset Management LLP
    Marble Arch House
    66 Seymour Street
    London
    Westminster
    W1H 5BT
    UNITED KINGDOM
    Phone
    +442072907803

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sebastian Peter Armstrong

    IRN SPA01080

    • CF30 Customer (3 Jul 2018 to 8 Dec 2019)
  • Shiwen Gao

    IRN SXG00268

    • [FCA CF] Client dealing (since 2 Mar 2020)
  • Simon Lyons

    IRN SXL02058

    • CF30 Customer (7 Sep 2015 to 25 Jun 2018)
  • Simon Nicholas Bound

    IRN SNB01014

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF4 Partner (31 Mar 2006 to 30 Nov 2007)
    • CF21 Investment Adviser (31 Mar 2006 to 31 Oct 2007)
  • Spencer John Banks Skinner

    IRN SJS01271

    • CF21 Investment Adviser (11 Mar 2005 to 28 Apr 2005)
  • Stamatis Leontsinis

    IRN SXL01741

    • CF30 Customer (15 Apr 2011 to 11 May 2015)
  • Stefan Pollmann

    IRN SXP01472

    • CF11 Money Laundering Reporting (19 Feb 2007 to 3 Sep 2007)
    • CF10 Compliance Oversight (19 Feb 2007 to 3 Sep 2007)
    • CF4 Partner (17 Nov 2005 to 3 Sep 2007)
    • CF27 Investment Management (23 Feb 2005 to 3 Sep 2007)
    • CF21 Investment Adviser (19 Nov 2004 to 3 Sep 2007)
  • Stephen James Hull

    IRN SXH01732

    • [FCA CF] Client dealing (since 5 Sep 2023)
    • CF27 Investment Management (4 Aug 2005 to 3 Sep 2007)
  • Stephen John Crewe

    IRN SJC01171

    • SMF27 Partner (since 5 Sep 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Sep 2013 to 8 Dec 2019)
  • Suhail Shaikh

    IRN SXS01961

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (18 Dec 2006 to 8 Dec 2019)
    • CF27 Investment Management (21 Nov 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Apr 2005 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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