Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (19 Feb 2007 to 3 Sep 2007)
- CF11 Money Laundering Reporting (19 Feb 2007 to 3 Sep 2007)
- CF4 Partner (17 Nov 2005 to 3 Sep 2007)
- CF27 Investment Management (23 Feb 2005 to 3 Sep 2007)
- CF21 Investment Adviser (19 Nov 2004 to 3 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.