Fulcrum Asset Management LLP

Date authorised
14 April 2004
Companies House
OC306401
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fulcrum Asset Management LLP
    Marble Arch House
    66 Seymour Street
    London
    Westminster
    W1H 5BT
    UNITED KINGDOM
    Phone
    +4402070166450
    Web
    https://www.fulcrumasset.com

  • Complaints Contact

    Fulcrum Asset Management LLP
    Marble Arch House
    66 Seymour Street
    London
    Westminster
    W1H 5BT
    UNITED KINGDOM
    Phone
    +442072907803

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tetsuaki Take

    IRN TXT00082

    • [FCA CF] Client dealing (1 Sep 2020 to 31 May 2025)
  • Thomas Christian Ignace Huray

    IRN TCH01068

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
    • CF30 Customer (31 Jul 2018 to 8 Dec 2019)
  • Thomas Fox Dempsey

    IRN TFD01013

    • CF4 Partner (14 Mar 2011 to 11 May 2016)
    • CF30 Customer (16 Feb 2011 to 16 Feb 2011)
  • Thomas Peter Pontin

    IRN TPP01011

    • CF30 Customer (13 Oct 2009 to 27 Aug 2013)
  • Timothy Fletcher

    IRN TRF01017

    • CF4 Partner (17 Nov 2005 to 31 Jan 2007)
    • CF11 Money Laundering Reporting (10 May 2005 to 31 Jan 2007)
    • CF10 Compliance Oversight (10 May 2005 to 31 Jan 2007)
    • CF27 Investment Management (21 Feb 2005 to 31 Jan 2007)
  • Timothy William Meggs

    IRN TXM01256

    • CF4 Partner (23 May 2016 to 9 Jul 2019)
    • CF30 Customer (4 Apr 2013 to 9 Jul 2019)
  • Tomomi Guillochon

    IRN TXG00083

    • [FCA CF] Client dealing (since 4 May 2020)
  • Vasileios Gkionakis

    IRN VXG01100

    • CF30 Customer (1 Nov 2007 to 22 Jul 2011)
    • CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
  • William Newington-Bridges

    IRN WXN01011

    • CF30 Customer (6 Nov 2007 to 15 May 2009)
  • Xin Shi

    IRN XXS00013

    • [FCA CF] Client dealing (5 Jan 2023 to 2 May 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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