Thomas Peter Pontin

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shikuma Capital Limited

    FRN 940000

    • SMF16 Compliance Oversight (since 5 Jul 2021)
    • SMF3 Executive Director (since 5 Jul 2021)
    • [FCA CF] Client dealing (since 5 Jul 2021)
    • [FCA CF] Material risk taker (since 5 Jul 2021)
  • ADG Capital Management LLP (no longer approved here)

    FRN 496654

    • CF30 Customer (1 Sep 2015 to 8 Dec 2019)
  • Fulcrum Asset Management LLP (no longer approved here)

    FRN 230683

    • CF30 Customer (13 Oct 2009 to 27 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.