Date authorised
5 July 2021
Companies House
12986781
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Green Park House
    15 Stratton Street
    London
    W1J 8LQ
    UNITED KINGDOM
    Phone
    +447786436312
  • Complaints Contact

    Green Park House
    15 Stratton Street
    London
    W1J 8LQ
    UNITED KINGDOM
    Phone
    +447786436312

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anna McCutcheon

    IRN AXM01593

    • SMF3 Executive Director (since 5 Jul 2021)
    • [FCA CF] Client dealing (since 5 Jul 2021)
    • [FCA CF] Material risk taker (since 5 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Jul 2021)
  • Athanasios Bolmatis

    IRN BXA01241

    • [FCA CF] Client dealing (since 2 Oct 2024)
  • Elio Astone

    IRN EXA00011

    • CF30 Customer (20 Aug 2024 to 28 Oct 2025)
    • CF1 Director (AR) (20 Aug 2024 to 28 Oct 2025)
  • Gerard O'Brien

    IRN GXO28264

    • SMF3 Executive Director (since 2 Apr 2024)
  • James Richard Horrocks

    IRN JRH01123

    • [FCA CF] Client dealing (since 2 Oct 2024)
  • Marco TOSI

    IRN MXT01978

    • SMF3 Executive Director (since 5 Jul 2021)
    • [FCA CF] Client dealing (since 5 Jul 2021)
    • [FCA CF] Material risk taker (since 5 Jul 2021)
  • Stamatis Leontsinis

    IRN SXL01741

    • [FCA CF] Client dealing (since 2 Oct 2024)
  • Sundip Bhogal

    IRN SXB28251

    • SMF3 Executive Director (26 Mar 2024 to 1 Oct 2025)
  • Thomas Peter Pontin

    IRN TPP01011

    • SMF16 Compliance Oversight (since 5 Jul 2021)
    • SMF3 Executive Director (since 5 Jul 2021)
    • [FCA CF] Client dealing (since 5 Jul 2021)
    • [FCA CF] Material risk taker (since 5 Jul 2021)
  • Tommaso Mancuso

    IRN TXM01541

    • [FCA CF] Material risk taker (since 5 Jul 2021)
    • SMF3 Executive Director (since 5 Jul 2021)
    • [FCA CF] Client dealing (since 5 Jul 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.