Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Jul 2022)
    • [FCA CF] Significant management (7 Mar 2017 to 31 Jul 2022)
    • CF29 Significant management (25 Oct 2010 to 2 Dec 2011)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Jul 2022)
    • [FCA CF] Significant management (7 Mar 2017 to 31 Jul 2022)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • CF4 Partner (7 Aug 2008 to 5 Aug 2010)
    • CF28 Systems and controls (7 Aug 2008 to 5 Aug 2010)
    • CF30 Customer (7 Aug 2008 to 5 Aug 2010)
  • Fulcrum Asset Management LLP (no longer approved here)

    FRN 230683

    • CF4 Partner (17 Nov 2005 to 31 Jan 2007)
    • CF10 Compliance Oversight (10 May 2005 to 31 Jan 2007)
    • CF11 Money Laundering Reporting (10 May 2005 to 31 Jan 2007)
    • CF27 Investment Management (21 Feb 2005 to 31 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.