Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (7 Mar 2017 to 31 Jul 2022)
- [FCA CF] Significant management (7 Mar 2017 to 31 Jul 2022)
- CF29 Significant management (25 Oct 2010 to 2 Dec 2011)
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- [FCA CF] Material risk taker (7 Mar 2017 to 31 Jul 2022)
- [FCA CF] Significant management (7 Mar 2017 to 31 Jul 2022)
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- CF4 Partner (7 Aug 2008 to 5 Aug 2010)
- CF28 Systems and controls (7 Aug 2008 to 5 Aug 2010)
- CF30 Customer (7 Aug 2008 to 5 Aug 2010)
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- CF4 Partner (17 Nov 2005 to 31 Jan 2007)
- CF10 Compliance Oversight (10 May 2005 to 31 Jan 2007)
- CF11 Money Laundering Reporting (10 May 2005 to 31 Jan 2007)
- CF27 Investment Management (21 Feb 2005 to 31 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.