Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 31 Aug 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jun 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jun 2025)
    • CF10a CASS Oversight function (26 Mar 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Apr 2005 to 8 Dec 2019)
    • CF4 Partner (13 Apr 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (13 Apr 2005 to 31 Oct 2007)
    • CF3 Chief Executive (13 Apr 2005 to 8 Dec 2019)
    • CF27 Investment Management (13 Apr 2005 to 31 Oct 2007)
    • CF13 Finance (13 Apr 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (13 Apr 2005 to 8 Dec 2019)
  • Fulcrum Asset Management LLP (no longer approved here)

    FRN 230683

    • CF21 Investment Adviser (11 Mar 2005 to 28 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.