Stephen James Hull

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Fulcrum Asset Management LLP
FRN 230683
- [FCA CF] Client dealing (since 5 Sep 2023)
- CF27 Investment Management (4 Aug 2005 to 3 Sep 2007)
G10 Capital Limited (no longer approved here)
FRN 648953
- [FCA CF] Client dealing (28 Jul 2022 to 21 Jul 2023)
- CF30 Customer (22 Jun 2022 to 21 Jul 2023)
- CF4 Partner (AR) (27 Sep 2017 to 3 Jan 2018)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (16 Sep 2009 to 7 Feb 2011)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (12 Nov 2008 to 21 Aug 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.