FSS Wealth & Pensions Ltd

• Principal Place of Business

  Financial Services Scotland House

  1 Glebe Street

  Stevenston

  Ayrshire

  KA20 3EN

  UNITED KINGDOM

  Phone

  +441294539267

  Web

  https://www.fsswap.co.uk

• Complaints Contact

  Financial Services Scotland House

  1 Glebe Street

  Stevenston

  Ayrshire

  KA20 3EN

  UNITED KINGDOM

  Phone

  +441294539267

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christie Fisher

  IRN CXF00067

  • SMF3 Executive Director (since 16 Mar 2026)
• Henri Lindsay Gilmour

  IRN HLG00010

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 17 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
• James Henry Fisher

  IRN JHF00014

  • [FCA CF] Client dealing (17 Mar 2021 to 4 Feb 2026)
  • [FCA CF] Functions requiring qualifications (17 Mar 2021 to 4 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (3 Feb 2020 to 4 Feb 2026)
  • SMF16 Compliance Oversight (3 Feb 2020 to 4 Feb 2026)
  • SMF3 Executive Director (3 Feb 2020 to 4 Feb 2026)
• John George Douglas

  IRN JGD00010

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 17 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
• Maura Catherine Johnston

  IRN MCJ01062

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 25 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Mar 2026)
  • [FCA CF] Client dealing (since 17 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
• Raymond Strang Guy

  IRN RSG00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
  • [FCA CF] Client dealing (since 17 Mar 2021)
• Stuart McNair

  IRN SXM02276

  • [FCA CF] Functions requiring qualifications (17 Mar 2021 to 1 Dec 2025)
  • [FCA CF] Client dealing (17 Mar 2021 to 1 Dec 2025)

No changes recorded yet.