James Henry Fisher

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FSS Wealth & Pensions Ltd (no longer approved here)

    FRN 844153

    • [FCA CF] Client dealing (17 Mar 2021 to 4 Feb 2026)
    • [FCA CF] Functions requiring qualifications (17 Mar 2021 to 4 Feb 2026)
    • SMF16 Compliance Oversight (3 Feb 2020 to 4 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Feb 2020 to 4 Feb 2026)
    • SMF3 Executive Director (3 Feb 2020 to 4 Feb 2026)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (12 Dec 2011 to 6 Feb 2026)
    • CF30 Customer (12 Dec 2011 to 31 Jan 2020)
  • Financial Services Scotland Limited (no longer approved here)

    FRN 569880

    • (10)Employed By (12 Dec 2011 to 6 Feb 2026)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.