Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
FSS Wealth & Pensions Ltd
FRN 844153
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 17 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
-
- CF30 Customer (14 Aug 2013 to 30 Mar 2016)
-
- (7)Employed By (14 Aug 2013 to 30 Mar 2016)
-
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Nov 2004 to 17 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.