Raymond Strang Guy

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FSS Wealth & Pensions Ltd

    FRN 844153

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
    • [FCA CF] Client dealing (since 17 Mar 2021)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (21 Mar 2018 to 31 Jan 2020)
  • Financial Services Scotland Limited (no longer approved here)

    FRN 569880

    • (8)Employed By (21 Mar 2018 to 31 Jan 2020)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (15 Nov 2011 to 17 May 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (4 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Feb 2003 to 4 Nov 2003)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.