Maura Catherine Johnston

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FSS Wealth & Pensions Ltd

    FRN 844153

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Mar 2026)
    • SMF16 Compliance Oversight (since 25 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
    • [FCA CF] Client dealing (since 17 Mar 2021)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (26 Jun 2018 to 31 Jan 2020)
  • Financial Services Scotland Limited (no longer approved here)

    FRN 569880

    • (12)Employed By (26 Jun 2018 to 31 Jan 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (27 Oct 2016 to 28 Apr 2017)
  • A.S.K. Wealth Management LLP (no longer approved here)

    FRN 740986

    • Employed By (27 Oct 2016 to 28 Apr 2017)

Recent activity

Updates to this individual's record on the FCA register.

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