Frenkel Topping Limited

Date authorised
1 April 2013
Companies House
02312427
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Frenkel House
    15 Carolina Way
    Salford
    Greater Manchester
    M50 2ZY
    UNITED KINGDOM
    Phone
    +4401618868000
    Web
    https://www.frenkeltopping.co.uk

  • Complaints Contact

    Frenkel House
    15 Carolina Way
    Salford
    Greater Manchester
    M50 2ZY
    UNITED KINGDOM
    Phone
    +4401618868000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Alexander Arthur Whittaker

    IRN CXW00733

    • [FCA CF] Manager of certification employee (14 Feb 2025 to 6 Aug 2025)
  • Chloe Joanne Jones

    IRN CJM01352

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 17 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 24 May 2016)
  • Christopher Ben Wilkinson

    IRN CXW00629

    • CF30 Customer (30 Aug 2024 to 27 Feb 2026)
    • [FCA CF] Functions requiring qualifications (26 Jan 2024 to 27 Feb 2026)
    • [FCA CF] Client dealing (26 Jan 2024 to 27 Feb 2026)
  • Christopher John O'Toole

    IRN CJO01033

    • CF21 Investment Adviser (24 Jun 2005 to 31 Mar 2006)
  • Claire Mason

    IRN CXM00487

    • [FCA CF] Manager of certification employee (8 Jul 2021 to 10 Feb 2022)
  • Clare Harrison

    IRN CXH01583

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (19 Jan 2007 to 31 Oct 2007)
  • Craig Allan Barraclough

    IRN CAB01239

    • CF30 Customer (12 May 2014 to 4 Mar 2016)
  • Dale Alan Domonic Challender

    IRN DAC01314

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 8 Aug 2018)
  • David Cole

    IRN DXC00517

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 19 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2022)
    • [FCA CF] Client dealing (since 4 Apr 2022)
  • David Mulholland

    IRN DXM02454

    • CF30 Customer (17 Oct 2012 to 10 Mar 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.