Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
    • [FCA CF] Client dealing (since 2 Mar 2026)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF30 Customer (30 Aug 2024 to 27 Feb 2026)
    • [FCA CF] Client dealing (26 Jan 2024 to 27 Feb 2026)
    • [FCA CF] Functions requiring qualifications (26 Jan 2024 to 27 Feb 2026)
  • Forte Wealth Management Limited (no longer approved here)

    FRN 796645

    • (4)Employed By (30 Aug 2024 to 27 Feb 2026)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Forte Wealth Management Limited

  2. controlled function added: (4)Employed By at Forte Wealth Management Limited