Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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IM ASSET MANAGEMENT LIMITED
FRN 402770
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
- [FCA CF] Client dealing (since 2 Mar 2026)
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- CF30 Customer (30 Aug 2024 to 27 Feb 2026)
- [FCA CF] Client dealing (26 Jan 2024 to 27 Feb 2026)
- [FCA CF] Functions requiring qualifications (26 Jan 2024 to 27 Feb 2026)
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- (4)Employed By (30 Aug 2024 to 27 Feb 2026)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Forte Wealth Management Limited
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controlled function added: (4)Employed By at Forte Wealth Management Limited