Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Jun 2023)
    • [FCA CF] Client dealing (since 9 Jun 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jun 2023)
    • CF30 Customer (7 Mar 2016 to 12 Jun 2023)
  • Navigation Wealth Management Limited (no longer approved here)

    FRN 911786

    • (5)Employed By (31 Jul 2019 to 12 Jun 2023)
  • Craig Barraclough (no longer approved here)

    FRN 739303

    • Employed By (7 Mar 2016 to 7 Sep 2018)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF30 Customer (12 May 2014 to 4 Mar 2016)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (15 Jun 2011 to 16 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.