Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Jun 2023)
- [FCA CF] Client dealing (since 9 Jun 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jun 2023)
- CF30 Customer (7 Mar 2016 to 12 Jun 2023)
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- (5)Employed By (31 Jul 2019 to 12 Jun 2023)
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- Employed By (7 Mar 2016 to 7 Sep 2018)
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- CF30 Customer (12 May 2014 to 4 Mar 2016)
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- CF30 Customer (15 Jun 2011 to 16 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.