Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Forte Wealth Management Limited
FRN 796645
- (9)Employed By (since 26 Jul 2022)
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Frenkel Topping Associates Limited
FRN 759456
- (3)Employed By (since 22 Apr 2022)
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Frenkel Topping Limited
FRN 145186
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 19 Apr 2022)
- [FCA CF] Functions requiring qualifications (since 4 Apr 2022)
- [FCA CF] Client dealing (since 4 Apr 2022)
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Aspire + Wealth Management Limited
FRN 914141
- (4)Employed By (since 19 Apr 2022)
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- Employed By (27 Nov 2023 to 28 Apr 2025)
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- Employed By (26 Jul 2023 to 15 Oct 2025)
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- Employed By (25 Jan 2023 to 28 Apr 2025)
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- Employed By (22 Jul 2022 to 28 Apr 2025)
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- Employed By (22 Apr 2022 to 13 May 2025)
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- Employed By (22 Apr 2022 to 9 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ralli Financial Services Limited
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controlled function added: (15)Employed By at Ralli Financial Services Limited
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controlled function removed: Employed By at Frenkel Topping Associates Limited
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controlled function added: (3)Employed By at Frenkel Topping Associates Limited
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controlled function removed: Employed By at Forte Wealth Management Limited
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controlled function added: (9)Employed By at Forte Wealth Management Limited
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controlled function removed: Employed By at Aspire + Wealth Management Limited
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controlled function added: (4)Employed By at Aspire + Wealth Management Limited