Date authorised
17 December 2015
Companies House
09075635
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    Greenwood House
    London Road
    Bracknell
    Bracknell Forest
    RG12 2AA
    UNITED KINGDOM
    Phone
    +443332419900
  • Complaints Contact

    2nd Floor, Greenwood House
    London Road
    Bracknell
    Berkshire
    RG12 2AA
    UNITED KINGDOM
    Phone
    +447760260004

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George Agan

    IRN GXA01686

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 1 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2022)
    • [FCA CF] Client dealing (since 6 Jan 2022)
  • George Henry Tuck

    IRN GXT00109

    • [FCA CF] Client dealing (28 Jun 2022 to 31 Mar 2026)
    • [FCA CF] Functions requiring qualifications (28 Jun 2022 to 31 Mar 2026)
  • Gregory Tichbon

    IRN GXT01488

    • CF30 Customer (26 Jun 2018 to 24 Aug 2019)
  • Guy Myles

    IRN GBM01020

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF1 Chief Executive (9 Dec 2019 to 11 Jul 2025)
    • Responsible for Insurance Mediation (17 Dec 2015 to 30 Sep 2018)
    • CF30 Customer (17 Dec 2015 to 8 Dec 2019)
    • CF3 Chief Executive (17 Dec 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Dec 2015 to 21 Dec 2018)
    • CF10 Compliance Oversight (17 Dec 2015 to 12 Jun 2017)
    • CF1 Director (17 Dec 2015 to 8 Dec 2019)
  • James Shenton

    IRN JES01087

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 14 Dec 2021)
    • CF1 Director (17 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (17 Dec 2015 to 8 Dec 2019)
  • Jason Simon Mitchell

    IRN JXM04467

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
    • [FCA CF] Client dealing (since 1 Apr 2026)
  • John Andrew Varley

    IRN JXV01161

    • CF30 Customer (24 May 2017 to 31 Mar 2021)
    • CF1 Director (AR) (24 May 2017 to 30 Jan 2025)
  • John Brian Drakes

    IRN JBD00007

    • CF1 Director (AR) (since 11 May 2017)
    • CF30 Customer (since 11 May 2017)
  • John Christopher Munton

    IRN JCM01306

    • CF1 Director (AR) (since 17 Jul 2019)
    • CF30 Customer (since 22 Dec 2017)
  • John Richard Fielding

    IRN JRF00010

    • CF30 Customer (since 11 May 2017)
    • CF1 Director (AR) (since 11 May 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.