First Sentier Investors (UK) Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Carl Andrew Tomlin
IRN CAT01075
- [FCA CF] Manager of certification employee (5 Apr 2023 to 27 Sep 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 27 Sep 2024)
- CF30 Customer (14 Mar 2018 to 8 Dec 2019)
Carol Lynn Cunningham
IRN CLC01076
- CF30 Customer (22 Oct 2008 to 6 Apr 2017)
Caspar Nathaniel Richard Samuel Trenchard
IRN CNT01008
- CF27 Investment Management (1 Aug 2005 to 31 Jul 2007)
Charles Lacaud Heenan
IRN CLH01029
- CF27 Investment Management (1 Dec 2001 to 5 Sep 2004)
Charles Lachlan MacDonald
IRN CLM01029
- CF27 Investment Management (1 Dec 2001 to 1 Nov 2002)
Charles Michael Metcalfe
IRN CMM01097
- CF8 Apportionment and Oversight (1 Dec 2006 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2006 to 18 Feb 2009)
- CF1 Director (1 Dec 2006 to 18 Feb 2009)
Charline Jezequel
IRN CMJ01085
- [FCA CF] Client dealing (15 Nov 2022 to 6 Feb 2024)
Charlotte Anne Paton
IRN CXP00217
- [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
Cheryl Ward Bonval
IRN CXW00528
- [FCA CF] Material risk taker (5 Jan 2023 to 10 Feb 2023)
- [FCA CF] Significant management (5 Jan 2023 to 10 Feb 2023)
Chi Wai Tang
IRN CXT00399
- [FCA CF] Material risk taker (27 Mar 2023 to 20 Oct 2024)
- [FCA CF] Significant management (27 Mar 2023 to 20 Oct 2024)
- [FCA CF] Manager of certification employee (27 Mar 2023 to 9 Sep 2024)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.