Carl Andrew Tomlin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Manager of certification employee (5 Apr 2023 to 27 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Sep 2024)
    • CF30 Customer (14 Mar 2018 to 8 Dec 2019)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • [FCA CF] Manager of certification employee (5 Apr 2023 to 27 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Sep 2024)
    • CF30 Customer (14 Mar 2018 to 8 Dec 2019)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • [FCA CF] Manager of certification employee (5 Apr 2023 to 27 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Sep 2024)
    • CF30 Customer (14 Mar 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.