Charles Lachlan MacDonald

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rossie House Investment Management LLP

    FRN 793399

    • 14. Managing investments
    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
    • CF4 Partner (1 Jun 2018 to 8 Dec 2019)
  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • CF27 Investment Management (1 Dec 2001 to 1 Nov 2002)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • CF27 Investment Management (1 Dec 2001 to 1 Nov 2002)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • CF27 Investment Management (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.