Charles Lacaud Heenan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kennox Asset Management Limited
FRN 475658
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF10 Compliance Oversight (9 Jan 2008 to 1 Dec 2011)
- CF11 Money Laundering Reporting (9 Jan 2008 to 15 Dec 2013)
- CF1 Director (9 Jan 2008 to 8 Dec 2019)
- CF3 Chief Executive (9 Jan 2008 to 8 Dec 2019)
- CF30 Customer (9 Jan 2008 to 8 Dec 2019)
First Sentier Investors (UK) IM Limited (no longer approved here)
FRN 119367
- CF27 Investment Management (1 Dec 2001 to 5 Sep 2004)
First Sentier Investors International IM Limited (no longer approved here)
FRN 122512
- CF27 Investment Management (1 Dec 2001 to 5 Sep 2004)
First Sentier Investors (UK) Funds Limited (no longer approved here)
FRN 143359
- CF27 Investment Management (1 Dec 2001 to 5 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.