Kennox Asset Management Limited

• Principal Place of Business

  Kennox Asset Management Ltd

  33 Melville Street

  Edinburgh

  Edinburgh, City Of

  EH3 7JF

  UNITED KINGDOM

  Phone

  +4401315635440

  Web

  https://www.kennox.co.uk

• Complaints Contact

  Kennox Asset Management Ltd

  33 Melville Street

  Edinburgh

  Edinburgh, City Of

  EH3 7JF

  UNITED KINGDOM

  Phone

  +4401315635440

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Paul Hutchison

  IRN APH01148

  • CF1 Director (11 Apr 2008 to 24 Dec 2008)
• Alice Paterson

  IRN AXP19389

  • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
• Andrew Donald Fairweather

  IRN ADF01072

  • CF1 Director (9 Jan 2008 to 27 Mar 2008)
• Charles Lacaud Heenan

  IRN CLH01029

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (9 Jan 2008 to 15 Dec 2013)
  • CF10 Compliance Oversight (9 Jan 2008 to 1 Dec 2011)
  • CF1 Director (9 Jan 2008 to 8 Dec 2019)
  • CF30 Customer (9 Jan 2008 to 8 Dec 2019)
  • CF3 Chief Executive (9 Jan 2008 to 8 Dec 2019)
• Colin James Sinclair Shearer

  IRN CXS19387

  • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
• Colin Shearer

  IRN CXS00429

  • [FCA CF] Client dealing (26 Oct 2020 to 31 Jan 2023)
• Geoffrey Brian Legg

  IRN GBL01016

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Sep 2021)
  • SMF16 Compliance Oversight (since 6 Sep 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (16 Apr 2009 to 8 Dec 2019)
  • CF30 Customer (9 Jan 2008 to 8 Dec 2019)
• Katherine Philippa Burnett

  IRN KPB01054

  • CF10 Compliance Oversight (1 Dec 2011 to 15 Dec 2013)
• Michael Cyril Louis Adam

  IRN MCA01031

  • SMF9 Chair of the Governing Body (since 9 Dec 2019)
  • CF2 Non Executive Director (1 Jun 2009 to 8 Dec 2019)
• Neil Alasdair MacKinnon

  IRN NAM01053

  • CF30 Customer (22 Nov 2011 to 15 Jan 2013)

No changes recorded yet.