First Sentier Investors (UK) Funds Limited

Date authorised
1 April 2013
Companies House
02294743
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Finsbury Circus House
    15 Finsbury Circus
    London
    EC2M 7EB
    UNITED KINGDOM
    Phone
    +4402073326500
    Web
    https://www.firstsentierinvestors.com

  • Complaints Contact

    Finsbury Circus House
    15 Finsbury Circus
    London
    EC2M 7EB
    UNITED KINGDOM
    Phone
    +442073326593

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tal Lomnitzer

    IRN TXL01054

    • CF30 Customer (20 Dec 2011 to 14 Feb 2019)
  • Terrence Yodaiken

    IRN TXY01138

    • [FCA CF] Significant management (9 Dec 2019 to 13 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2023)
    • CF1 Director (15 Nov 2019 to 8 Dec 2019)
    • CF29 Significant management (6 Feb 2018 to 1 Aug 2019)
  • Thomas Alec Burton

    IRN TAB01120

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (5 Apr 2023 to 1 Dec 2025)
    • CF30 Customer (15 Jun 2012 to 8 Dec 2019)
  • Thomas Douglas Tremayne Waring

    IRN TDW01029

    • CF3 Chief Executive (11 Sep 2003 to 28 Aug 2006)
    • CF8 Apportionment and Oversight (11 Sep 2003 to 28 Aug 2006)
    • CF1 Director (11 Sep 2003 to 28 Aug 2006)
  • Thomas James Allen

    IRN TJA01064

    • CF30 Customer (19 Jun 2015 to 8 Dec 2019)
  • Thomas Lloyd Mermagen

    IRN TLM01006

    • CF27 Investment Management (5 Aug 2002 to 29 Jul 2004)
  • Thomas Richard Prew

    IRN TRP01046

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2022)
    • CF30 Customer (18 Feb 2009 to 8 Dec 2019)
  • Todd Warren

    IRN TXW01262

    • CF30 Customer (1 Nov 2007 to 3 Feb 2010)
    • CF27 Investment Management (4 May 2006 to 31 Oct 2007)
  • Tracey Tulloch

    IRN TXT01158

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 20 Dec 2002)
  • Trevor Spencer

    IRN TXS01101

    • CF30 Customer (9 Sep 2016 to 8 Dec 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.