Thomas Douglas Tremayne Waring

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarity Advice & Management Ltd

    FRN 820107

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (5 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (5 Feb 2019 to 8 Dec 2019)
  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • CF30 Customer (6 Feb 2015 to 6 Dec 2019)
    • CF1 Director (16 Dec 2011 to 6 Dec 2019)
    • CF3 Chief Executive (16 Dec 2011 to 6 Dec 2019)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF30 Customer (10 Jan 2008 to 25 Jun 2008)
  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • CF1 Director (11 Sep 2003 to 28 Aug 2006)
    • CF3 Chief Executive (11 Sep 2003 to 28 Aug 2006)
    • CF8 Apportionment and Oversight (11 Sep 2003 to 28 Aug 2006)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • CF1 Director (11 Sep 2003 to 28 Aug 2006)
    • CF3 Chief Executive (11 Sep 2003 to 28 Aug 2006)
    • CF8 Apportionment and Oversight (11 Sep 2003 to 28 Aug 2006)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • CF8 Apportionment and Oversight (11 Sep 2003 to 28 Aug 2006)
    • CF1 Director (11 Sep 2003 to 28 Aug 2006)
    • CF3 Chief Executive (11 Sep 2003 to 28 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.