Clarity Advice & Management Ltd

Date authorised
5 February 2019
Companies House
10058780
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    North House
    198 High Street
    Tonbridge
    Kent
    TN9 1BE
    ENGLAND
    Phone
    +447977594349
    Web
    https://www.clarityam.com

  • Complaints Contact

    North House
    198 High Street
    Tonbridge
    Kent
    TN9 1BE
    ENGLAND
    Phone
    +447977594349

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Lynch

    IRN AJL01136

    • [FCA CF] Client dealing (1 Mar 2023 to 20 Nov 2024)
  • Anthony Martin Hann

    IRN AMH01078

    • [FCA CF] Client dealing (1 Mar 2023 to 18 Nov 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 18 Nov 2024)
  • Gariesh Kumar Sharma

    IRN GKS01011

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF9 Chair of the Governing Body (since 25 Feb 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (5 Feb 2019 to 8 Dec 2019)
    • CF3 Chief Executive (5 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (5 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Feb 2019 to 8 Dec 2019)
    • CF1 Director (5 Feb 2019 to 8 Dec 2019)
  • Thomas Douglas Tremayne Waring

    IRN TDW01029

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (5 Feb 2019 to 8 Dec 2019)
    • CF1 Director (5 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.