Trevor Spencer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Sentier Investors (UK) IM Limited (no longer approved here)
FRN 119367
- [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jan 2026)
- [FCA CF] Material risk taker (9 Dec 2019 to 23 Jan 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 23 Jan 2026)
- CF30 Customer (9 Sep 2016 to 8 Dec 2019)
First Sentier Investors International IM Limited (no longer approved here)
FRN 122512
- [FCA CF] Client dealing (9 Dec 2019 to 23 Jan 2026)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jan 2026)
- [FCA CF] Material risk taker (9 Dec 2019 to 23 Jan 2026)
- CF30 Customer (9 Sep 2016 to 8 Dec 2019)
First Sentier Investors (UK) Funds Limited (no longer approved here)
FRN 143359
- CF30 Customer (9 Sep 2016 to 8 Dec 2019)
CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119289
- CF26 Customer Trading (1 Dec 2001 to 3 Nov 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.