Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 13 Feb 2023)
    • CF29 Significant management (6 Feb 2018 to 1 Aug 2019)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • [FCA CF] Significant management (9 Dec 2019 to 10 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Feb 2023)
    • CF29 Significant management (6 Feb 2018 to 1 Aug 2019)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • [FCA CF] Significant management (9 Dec 2019 to 13 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2023)
    • CF1 Director (15 Nov 2019 to 8 Dec 2019)
    • CF29 Significant management (6 Feb 2018 to 1 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.