First Sentier Investors (UK) Funds Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Vicky Wai-Choo Kubitscheck
IRN VWK01003
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF2 Non Executive Director (24 Jul 2018 to 8 Dec 2019)
Vijay Tohani
IRN VXT01013
- CF30 Customer (1 Nov 2007 to 31 Jul 2008)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Vincent Noorman
IRN VXN00015
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
Warwick Martin Negus
IRN WMN00004
- CF3 Chief Executive (5 Sep 2006 to 6 Dec 2006)
- CF1 Director (5 Sep 2006 to 1 Jun 2008)
Wee Li Hee
IRN WLH01010
- CF30 Customer (1 Nov 2007 to 20 Aug 2019)
- CF27 Investment Management (16 Dec 2005 to 31 Oct 2007)
William Joseph Oulton
IRN WXO00008
- [FCA CF] Significant management (14 Nov 2022 to 4 Jan 2023)
- [FCA CF] Material risk taker (14 Nov 2022 to 4 Jan 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Jan 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Jan 2023)
Yerravalli Sashipal Reddy
IRN YSR01001
- [FCA CF] Manager of certification employee (12 Dec 2022 to 17 Nov 2023)
- [FCA CF] Significant management (12 Dec 2022 to 15 Aug 2025)
- [FCA CF] Material risk taker (12 Dec 2022 to 15 Aug 2025)
- [FCA CF] Client dealing (12 Dec 2022 to 17 Nov 2023)
- CF30 Customer (11 Feb 2009 to 31 Jan 2014)
Ziqi Deng
IRN ZXD00032
- [FCA CF] Client dealing (since 5 Jun 2025)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.