William Joseph Oulton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Material risk taker (14 Nov 2022 to 3 Jan 2023)
    • [FCA CF] Significant management (14 Nov 2022 to 3 Jan 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2023)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • [FCA CF] Material risk taker (14 Nov 2022 to 3 Jan 2023)
    • [FCA CF] Significant management (14 Nov 2022 to 3 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Jan 2023)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • [FCA CF] Significant management (14 Nov 2022 to 4 Jan 2023)
    • [FCA CF] Material risk taker (14 Nov 2022 to 4 Jan 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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