Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • [FCA CF] Manager of certification employee (18 Feb 2025 to 15 Aug 2025)
    • [FCA CF] Significant management (12 Dec 2022 to 15 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Aug 2025)
    • CF30 Customer (11 Feb 2009 to 31 Jan 2014)
  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Significant management (12 Dec 2022 to 15 Aug 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Aug 2025)
    • CF30 Customer (11 Feb 2009 to 31 Jan 2014)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • [FCA CF] Significant management (12 Dec 2022 to 15 Aug 2025)
    • [FCA CF] Client dealing (12 Dec 2022 to 17 Nov 2023)
    • [FCA CF] Manager of certification employee (12 Dec 2022 to 17 Nov 2023)
    • [FCA CF] Material risk taker (12 Dec 2022 to 15 Aug 2025)
    • CF30 Customer (11 Feb 2009 to 31 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.