First Sentier Investors (UK) Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Stephen John Petersen
IRN SJP01130
- CF30 Customer (12 Jun 2012 to 14 Dec 2012)
- CF26 Customer Trading (1 Dec 2001 to 26 Oct 2007)
Steven Bailey
IRN SXB11788
- CF30 Customer (27 Feb 2019 to 8 Dec 2019)
Steven John Murphy
IRN SJM01207
- CF27 Investment Management (23 May 2002 to 5 Sep 2004)
Steven Stanley
IRN SXS01037
- [FCA CF] Significant management (27 Jul 2022 to 10 Feb 2023)
- [FCA CF] Material risk taker (27 Jul 2022 to 10 Feb 2023)
Stuart James Doyle
IRN SJD01202
- CF26 Customer Trading (1 Oct 2003 to 5 Dec 2003)
Stuart Ramdeen Martin
IRN SRM01151
- CF30 Customer (1 Nov 2007 to 23 Sep 2011)
- CF27 Investment Management (14 Aug 2006 to 31 Oct 2007)
Stuart Watson Paul
IRN SWP01016
- CF29 Significant management (11 Oct 2013 to 16 May 2017)
- CF28 Systems and controls (4 Feb 2010 to 27 Dec 2010)
- CF30 Customer (1 Nov 2007 to 16 May 2017)
- CF1 Director (1 Dec 2001 to 18 Oct 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Susan Anne Green
IRN SAO01012
- CF27 Investment Management (1 Dec 2001 to 5 Dec 2003)
Susan Veronica Rippingall
IRN SVR01002
- CF30 Customer (1 Nov 2007 to 30 Apr 2013)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Suzanne Clare Evans
IRN SXE00049
- [FCA CF] Significant management (8 Sep 2023 to 8 Apr 2025)
- [FCA CF] Material risk taker (8 Sep 2023 to 8 Apr 2025)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.