Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 1 Dec 2023)
    • SMF9 Chair of the Governing Body (since 30 Dec 2021)
    • Director of firm who is not a certification employee or a SMF manager (since 30 Sep 2020)
  • Valu-Trac Investment Management Limited (no longer approved here)

    FRN 145168

    • CF2 Non Executive Director (AR) (18 May 2020 to 29 Nov 2023)
    • CF1 Director (AR) (16 Apr 2019 to 12 May 2020)
  • Inpersca Limited (no longer approved here)

    FRN 777846

    • Employed By (18 May 2020 to 29 Nov 2023)
  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • CF29 Significant management (11 Oct 2013 to 16 May 2017)
    • CF28 Systems and controls (4 Feb 2010 to 27 Dec 2010)
    • CF30 Customer (1 Nov 2007 to 16 May 2017)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 18 Oct 2010)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • CF29 Significant management (11 Oct 2013 to 16 May 2017)
    • CF28 Systems and controls (4 Feb 2010 to 27 Dec 2010)
    • CF30 Customer (1 Nov 2007 to 16 May 2017)
    • CF1 Director (1 Dec 2001 to 18 Oct 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • CF29 Significant management (11 Oct 2013 to 16 May 2017)
    • CF28 Systems and controls (4 Feb 2010 to 27 Dec 2010)
    • CF30 Customer (1 Nov 2007 to 16 May 2017)
    • CF1 Director (1 Dec 2001 to 18 Oct 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.