Stephen John Petersen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Sentier Investors (UK) IM Limited (no longer approved here)
FRN 119367
- CF30 Customer (12 Jun 2012 to 14 Dec 2012)
- CF26 Customer Trading (19 Jan 2006 to 26 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 19 Jan 2006)
First Sentier Investors International IM Limited (no longer approved here)
FRN 122512
- CF30 Customer (12 Jun 2012 to 14 Dec 2012)
- CF26 Customer Trading (1 Dec 2001 to 26 Oct 2007)
First Sentier Investors (UK) Funds Limited (no longer approved here)
FRN 143359
- CF30 Customer (12 Jun 2012 to 14 Dec 2012)
- CF26 Customer Trading (1 Dec 2001 to 26 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.