Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Prudential Pensions Limited
FRN 110434
- [FCA CF] Client dealing (since 4 Mar 2026)
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Prudential Lifetime Mortgages Limited
FRN 119350
- [FCA CF] Client dealing (since 4 Mar 2026)
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The Prudential Assurance Company Limited
FRN 139793
- [FCA CF] Client dealing (since 4 Mar 2026)
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- [FCA CF] Manager of certification employee (24 Jan 2022 to 22 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2026)
- CF30 Customer (11 Feb 2009 to 8 Dec 2019)
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- CF27 Investment Management (7 Mar 2005 to 15 Jun 2007)
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- CF27 Investment Management (19 Dec 2003 to 18 Jun 2004)
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- CF27 Investment Management (19 Dec 2003 to 18 Jun 2004)
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- CF26 Customer Trading (1 Oct 2003 to 5 Dec 2003)
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- CF26 Customer Trading (1 Oct 2003 to 5 Dec 2003)
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- CF26 Customer Trading (1 Oct 2003 to 5 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.